110 Whitney Avenue, 3rd Floor, New Haven, CT  06510  Phone: 203.562.6624   Fax: 203.562.6652

Clients entrust investment advisory firms with sensitive financial information and the future of their financial well being.  Ladd Capital Management, LLC takes that role very seriously.  We are a member of the Association for Investment Management and Research (AIMR), and fully subscribe to their Code of Ethics and Standards of Professional Conduct.  The Code states that we shall:

 

  • Act with integrity, competence, dignity, and in an ethical manner when dealing with the public, clients, prospects, employers, employees, and fellow AIMR members.

  • Practice and encourage others to practice in an ethical manner that will reflect credit on AIMR members and their profession.

  • Strive to maintain and improve their competence and the competence of others in the profession.

  • Use reasonable care and exercise independent professional judgement.

 

We believe ethics is good business.